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Managing Director · First Citizens Institutional Asset Management, LLC

Neal T. Legan

CRD 6830991 · Named on Form ADV at one SEC-registered adviser

At a glance

First Citizens Institutional Asset Management, LLC, an SEC-registered private fund adviser based in New York, NY with $829 million in regulatory assets, lists Neal T. Legan on its Form ADV as Managing Director.

Firms and roles

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Neal’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

  • Kathleen M. SawkaVice President Corporate Treasury, First Citizens Institutional Asset Management, LLC
  • Harvey N. DoppeltManaging Director, First Citizens Institutional Asset Management, LLC
  • Eric W. FongDirector, First Citizens Institutional Asset Management, LLC
  • Barrie N. SaltzmanVice President, First Citizens Institutional Asset Management, LLC
  • Alisha D. GettysChief Compliance Officer, First Citizens Institutional Asset Management, LLC

3 more people named with Neal on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Neal’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.