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Chief Compliance Officer · First Citizens Institutional Asset Management, LLC

Alisha D. Gettys

CRD 6254273 · Named on Form ADV at 2 SEC-registered advisers

At a glance

First Citizens Institutional Asset Management, LLC, an SEC-registered private fund adviser based in New York, NY with $829 million in regulatory assets, lists Alisha D. Gettys on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Alisha at 1 other registered adviser.

Firms and roles

AtlasMembers

Alisha’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (14)

  • Kathleen M. SawkaVice President Corporate Treasury, First Citizens Institutional Asset Management, LLC
  • Harvey N. DoppeltManaging Director, First Citizens Institutional Asset Management, LLC
  • Eric W. FongDirector, First Citizens Institutional Asset Management, LLC
  • Barrie N. SaltzmanVice President, First Citizens Institutional Asset Management, LLC
  • Neal T. LeganManaging Director, First Citizens Institutional Asset Management, LLC

9 more people named with Alisha on the same filings, with titles and firms. Free in Atlas with a free account.

See all 14 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alisha’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.