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Finop/cfo · ATB Capital Markets USA Inc.

Nancy Lynn Peck

CRD 5174759 · Named on Form ADV at one SEC-registered adviser

At a glance

ATB Capital Markets USA Inc., an SEC-registered broker-dealer firm based in Calgary, Alberta, Canada with $0 in regulatory assets, lists Nancy Lynn Peck on its Form ADV as Finop/cfo, a control person.

Firms and roles

AtlasMembers

Nancy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Darren Lee EurichExecutive Representative, CEO, Member of Board of Directors, ATB Capital Markets USA Inc.
  • Lisa Marie EdwardsChief Compliance Officer, ATB Capital Markets USA Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nancy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.