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Chief Compliance Officer · ATB Capital Markets USA Inc.

Lisa Marie Edwards

CRD 5592656 · Named on Form ADV at one SEC-registered adviser

At a glance

ATB Capital Markets USA Inc., an SEC-registered broker-dealer firm based in Calgary, Alberta, Canada with $0 in regulatory assets, lists Lisa Marie Edwards on its Form ADV as Chief Compliance Officer.

Firms and roles

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Lisa’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Nancy Lynn PeckFinop/cfo, ATB Capital Markets USA Inc.
  • Darren Lee EurichExecutive Representative, CEO, Member of Board of Directors, ATB Capital Markets USA Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.