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Chief Compliance Officer · Integrity Alliance, LLC

Michelle Renee Stockman

CRD 5010490 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Integrity Alliance, LLC, an SEC-registered broker-dealer firm based in Urbandale, IA with $5.4 billion in regulatory assets, lists Michelle Renee Stockman on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Michelle at 1 other registered adviser.

Firms and roles

AtlasMembers

Michelle’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michelle’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.