Chief Financial Officer/finop · Integrity Alliance, LLC
Andrea K Baker
CRD 5533991 · Named on Form ADV at one SEC-registered adviser
At a glance
Integrity Alliance, LLC, an SEC-registered broker-dealer firm based in Urbandale, IA with $5.4 billion in regulatory assets, lists Andrea K Baker on its Form ADV as Chief Financial Officer/finop, a control person.
Firms and roles
- Integrity Alliance, LLCChief Financial Officer/finopBroker-dealer firm · Urbandale, IA · $5.4B in regulatory assets
AtlasMembers
Andrea’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Andrew Allen OsbyChief Investment Officer, Integrity Alliance, LLC
- Brian Edward AukesPresident, Integrity Alliance, LLC
- Belma MujdzicOperations Director, Integrity Alliance, LLC
- Christopher Aaron MerlaHead of Operations, Integrity Alliance, LLC
- Michelle Renee StockmanChief Compliance Officer, Integrity Alliance, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Andrea’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.