Co-Chief Executive Officer · Rockefeller Capital Management
Michael Wayne Outlaw
CRD 2760690 · Named on Form ADV at one SEC-registered adviser
At a glance
Rockefeller Capital Management, an SEC-registered broker-dealer firm based in New York, NY with $99.6 billion in regulatory assets, lists Michael Wayne Outlaw on its Form ADV as Co-Chief Executive Officer, a control person.
Firms and roles
- Rockefeller Capital ManagementCo-Chief Executive OfficerBroker-dealer firm · New York, NY · $100B in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1996 (30 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 3 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Michael’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Mark David AlexanderPrincipal Operations Officer, Rockefeller Capital Management
- Deirdre M. PattenPrincipal Financial Officer, Rockefeller Capital Management
- Rizwan Mohammad MirzaChief Compliance Officer, Rockefeller Capital Management
- Edmond Nicholas MoriartyCo-Chief Executive Officer, Rockefeller Capital Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.