President of Wealth Services · Alera Investment Advisors, LLC
Michael J. Moss
CRD 6109175 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Alera Investment Advisors, LLC, an SEC-registered asset manager based in Deerfield, IL with $5.3 billion in regulatory assets, lists Michael J. Moss on its Form ADV as President of Wealth Services, a control person. The SEC filings also name Michael at 1 other registered adviser.
Firms and roles
- Alera Investment Advisors, LLCPresident of Wealth ServicesAsset manager · Deerfield, IL · $5.3B in regulatory assets
- The Ascent Group, LLCPresident of Wealth ServicesWealth manager · Virginia Beach, VA · $4.8B in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2014 (12 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Michael’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Lyndsay R. KimChief Compliance Officer, Alera Investment Advisors, LLC
- Holly KnightRetirement Plan Services Practice Leader, Alera Investment Advisors, LLC
- Jeffrey M. SilvermanManaging Partner, The Ascent Group, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.