Chief Compliance Officer · Advanced Capital Group
Lyndsay R. Kim
CRD 2902606 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Advanced Capital Group, an SEC-registered asset manager based in Minneapolis, MN with $30.0 billion in regulatory assets, lists Lyndsay R. Kim on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Lyndsay at 2 other registered advisers.
Firms and roles
- Advanced Capital GroupChief Compliance OfficerAsset manager · Minneapolis, MN · $30B in regulatory assets
- Alera Investment Advisors, LLCChief Compliance OfficerAsset manager · Deerfield, IL · $5.3B in regulatory assets
- The Ascent Group, LLCChief Compliance OfficerWealth manager · Virginia Beach, VA · $4.8B in regulatory assets
AtlasMembers
Lyndsay’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (6)
- Charles L. LangowskiChief Executive Officer, Advanced Capital Group
- Justin DorseyPrincipal, Advanced Capital Group
- Patrick W LarsonChief Investment Officer, Advanced Capital Group
- Holly KnightRetirement Plan Services Practice Leader, Advanced Capital Group
- Michael J. MossPresident of Wealth Services, Alera Investment Advisors, LLC
1 more person named with Lyndsay on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lyndsay’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.