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Member/investment Advisor Representative · Matheson & Rock Wealth Management, LLC

Michael A. Matheson

CRD 2553786 · Named on Form ADV at one SEC-registered adviser

At a glance

Matheson & Rock Wealth Management, LLC, an SEC-registered wealth manager based in Davenport, IA with $530 million in regulatory assets, lists Michael A. Matheson on its Form ADV as Member/investment Advisor Representative, a control person.

Firms and roles

AtlasMembers

Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • John D. RockMember/investment Advisor Representative, Matheson & Rock Wealth Management, LLC
  • Dean A. RockOwner, Matheson & Rock Wealth Management, LLC
  • Judy A. DelvecchioChief Compliance Officer/member, Matheson & Rock Wealth Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.