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Chief Compliance Officer/member · Matheson & Rock Wealth Management, LLC

Judy A. Delvecchio

CRD 6504253 · Named on Form ADV at one SEC-registered adviser

At a glance

Matheson & Rock Wealth Management, LLC, an SEC-registered wealth manager based in Davenport, IA with $530 million in regulatory assets, lists Judy A. Delvecchio on its Form ADV as Chief Compliance Officer/member, a control person.

Firms and roles

AtlasMembers

Judy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Michael A. MathesonMember/investment Advisor Representative, Matheson & Rock Wealth Management, LLC
  • John D. RockMember/investment Advisor Representative, Matheson & Rock Wealth Management, LLC
  • Dean A. RockOwner, Matheson & Rock Wealth Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Judy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.