Director, Treasurer · AZA Capital Management
Michael J. Lafontaine
CRD 5142908 · Named on Form ADV at one SEC-registered adviser
At a glance
AZA Capital Management, an SEC-registered wealth manager based in Chicago, IL with $340 million in regulatory assets, lists Michael J. Lafontaine on its Form ADV as Director, Treasurer, a control person.
Firms and roles
- AZA Capital ManagementDirector, TreasurerWealth manager · Chicago, IL · $340M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Jeffrey R. KeenDirector, President, Chief Compliance Officer, AZA Capital Management
- Christopher A. ReckerDirector, Chief Investment Officer, Secretary, AZA Capital Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.