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Director, President, Chief Compliance Officer · AZA Capital Management

Jeffrey R. Keen

CRD 5719741 · Named on Form ADV at one SEC-registered adviser

At a glance

AZA Capital Management, an SEC-registered wealth manager based in Chicago, IL with $340 million in regulatory assets, lists Jeffrey R. Keen on its Form ADV as Director, President, Chief Compliance Officer, a control person.

Firms and roles

  • AZA Capital ManagementDirector, President, Chief Compliance OfficerWealth manager · Chicago, IL · $340M in regulatory assets

AtlasMembers

Jeffrey’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jeffrey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.