Director, President & CEO · Associated Investment Services, Inc.
Michael David Kuipers
CRD 2436388 · Named on Form ADV at one SEC-registered adviser
At a glance
Associated Investment Services, Inc., an SEC-registered broker-dealer firm based in Green Bay, WI with $1.2 billion in regulatory assets, lists Michael David Kuipers on its Form ADV as Director, President & CEO, a control person.
Firms and roles
- Associated Investment Services, Inc.Director, President & CEOBroker-dealer firm · Green Bay, WI · $1.2B in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2015 (11 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 3 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Michael’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Beth Ann CravillionDirector of Support Services, Associated Investment Services, Inc.
- Anthony Philip PecoraChief Compliance Officer, Associated Investment Services, Inc.
- Michael Robert HochholzerDirector, Board of Directors, Associated Investment Services, Inc.
- Dennis Michael DeloyeDirector, Board of Directors, Associated Investment Services, Inc.
- Andrew James ArnoldDirector, Treasurer, Associated Investment Services, Inc.
4 more people named with Michael on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.