Chief Compliance Officer & Elected Manager · Kellogg Asset Management, LLC
Anthony Philip Pecora
CRD 2975013 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Kellogg Asset Management, LLC, an SEC-registered asset manager based in Green Bay, WI with $2.9 billion in regulatory assets, lists Anthony Philip Pecora on its Form ADV as Chief Compliance Officer & Elected Manager, a control person. The SEC filings also name Anthony at 1 other registered adviser.
Firms and roles
- Kellogg Asset Management, LLCChief Compliance Officer & Elected ManagerAsset manager · Green Bay, WI · $2.9B in regulatory assets
- Associated Investment Services, Inc.Chief Compliance OfficerBroker-dealer firm · Green Bay, WI · $1.2B in regulatory assets
AtlasMembers
Anthony’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (12)
- Patrick A. FryElected Manager, Kellogg Asset Management, LLC
- Chan C. BardenElected Manager, Kellogg Asset Management, LLC
- Michael Robert HochholzerManaging Agent, Kellogg Asset Management, LLC
- Samuel P. JacobsenElected Manager, Kellogg Asset Management, LLC
- Beth Ann CravillionElected Manager, Kellogg Asset Management, LLC
7 more people named with Anthony on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Anthony’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.