Director, Treasurer · Associated Investment Services, Inc.
Andrew James Arnold
CRD 7744204 · Named on Form ADV at one SEC-registered adviser
At a glance
Associated Investment Services, Inc., an SEC-registered broker-dealer firm based in Green Bay, WI with $1.2 billion in regulatory assets, lists Andrew James Arnold on its Form ADV as Director, Treasurer, a control person.
Firms and roles
- Associated Investment Services, Inc.Director, TreasurerBroker-dealer firm · Green Bay, WI · $1.2B in regulatory assets
AtlasMembers
Andrew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings (9)
- Beth Ann CravillionDirector of Support Services, Associated Investment Services, Inc.
- Michael David KuipersDirector, President & CEO, Associated Investment Services, Inc.
- Anthony Philip PecoraChief Compliance Officer, Associated Investment Services, Inc.
- Michael Robert HochholzerDirector, Board of Directors, Associated Investment Services, Inc.
- Dennis Michael DeloyeDirector, Board of Directors, Associated Investment Services, Inc.
4 more people named with Andrew on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Andrew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.