President & Chief Wealth Strategist & Member · Empirical Wealth Management
Michael P. Kelly
CRD 4223175 · Named on Form ADV at one SEC-registered adviser
At a glance
Empirical Wealth Management, an SEC-registered wealth manager based in Seattle, WA with $8.4 billion in regulatory assets, lists Michael P. Kelly on its Form ADV as President & Chief Wealth Strategist & Member, a control person.
Firms and roles
- Empirical Wealth ManagementPresident & Chief Wealth Strategist & MemberWealth manager · Seattle, WA · $8.4B in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- Certified Financial Planner, Chartered Financial Analyst
- Exams
- Series 63
- Registered in
- 5 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Michael’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Kenneth R. SmithChief Executive Officer & Member, Empirical Wealth Management
- Ethan A. BrogaDirector of Financial Planning & Member, Empirical Wealth Management
- Lorne D. EnquistChief Financial Officer & Member, Empirical Wealth Management
- Jaime C. WhiteChief Strategy Officer & Member, Empirical Wealth Management
- James A. JonesDirector of Tax and Wealth Transfer & Member, Empirical Wealth Management
6 more people named with Michael on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.