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Chief Executive Officer & Member · Empirical Wealth Management

Kenneth R. Smith

CRD 2598986 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Empirical Wealth Management, an SEC-registered wealth manager based in Seattle, WA with $8.4 billion in regulatory assets, lists Kenneth R. Smith on its Form ADV as Chief Executive Officer & Member, a control person. The SEC filings also name Kenneth at 1 other registered adviser.

Firms and roles

AtlasMembers

Kenneth’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (11)

  • Ethan A. BrogaDirector of Financial Planning & Member, Empirical Wealth Management
  • Lorne D. EnquistChief Financial Officer & Member, Empirical Wealth Management
  • Michael P. KellyPresident & Chief Wealth Strategist & Member, Empirical Wealth Management
  • Jaime C. WhiteChief Strategy Officer & Member, Empirical Wealth Management
  • James A. JonesDirector of Tax and Wealth Transfer & Member, Empirical Wealth Management

6 more people named with Kenneth on the same filings, with titles and firms. Free in Atlas with a free account.

See all 11 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kenneth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.