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Chief Compliance Officer, and Chief Executive Officer · Northbrook Financial

Michael J. Delaney

CRD 4838470 · Named on Form ADV at one SEC-registered adviser

At a glance

Northbrook Financial, an SEC-registered wealth manager based in Baltimore, MD with $109 million in regulatory assets, lists Michael J. Delaney on its Form ADV as Chief Compliance Officer, and Chief Executive Officer, a control person.

Firms and roles

  • Northbrook FinancialChief Compliance Officer, and Chief Executive OfficerWealth manager · Baltimore, MD · $109M in regulatory assets

AtlasMembers

Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.