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Chief Financial Officer · Northbrook Financial

Elliot J. Pepper

CRD 7249793 · Named on Form ADV at one SEC-registered adviser

At a glance

Northbrook Financial, an SEC-registered wealth manager based in Baltimore, MD with $109 million in regulatory assets, lists Elliot J. Pepper on its Form ADV as Chief Financial Officer, a control person.

Firms and roles

  • Northbrook FinancialChief Financial OfficerWealth manager · Baltimore, MD · $109M in regulatory assets

AtlasMembers

Elliot’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Michael J. DelaneyChief Compliance Officer, and Chief Executive Officer, Northbrook Financial

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Elliot’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.