Owner, Principal, Director, Financial Principal, Municipal Securities Principal · Alexander Investment Services Co.
Michael Andrew Hanlein
CRD 6677516 · Named on Form ADV at one SEC-registered adviser
At a glance
Alexander Investment Services Co., an SEC-registered broker-dealer firm based in Louisville, KY with $577 million in regulatory assets, lists Michael Andrew Hanlein on its Form ADV as Owner, Principal, Director, Financial Principal, Municipal Securities Principal, a control person.
Firms and roles
- Alexander Investment Services Co.Owner, Principal, Director, Financial Principal, Municipal Securities PrincipalBroker-dealer firm · Louisville, KY · $577M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Leo Andrew HanleinOwner, Principal, Director, President, Chief Compliance Officer, Alexander Investment Services Co.
- Richard Lynn FoxOwner, Principal, Director, Vice-President, Alexander Investment Services Co.
- Thomas Craig WilsonOwner, Municipal Securities Principal, Alexander Investment Services Co.
- John Bradley StillwagonOwner, Alexander Investment Services Co.
- Drew Stephenson AdamsOwner, Principal, Director, Alexander Investment Services Co.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.