Owner, Principal, Director, President, Chief Compliance Officer · Alexander Investment Services Co.
Leo Andrew Hanlein
CRD 2369588 · Named on Form ADV at one SEC-registered adviser
At a glance
Alexander Investment Services Co., an SEC-registered broker-dealer firm based in Louisville, KY with $577 million in regulatory assets, lists Leo Andrew Hanlein on its Form ADV as Owner, Principal, Director, President, Chief Compliance Officer, a control person.
Firms and roles
- Alexander Investment Services Co.Owner, Principal, Director, President, Chief Compliance OfficerBroker-dealer firm · Louisville, KY · $577M in regulatory assets
AtlasMembers
Leo’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2022 (4 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 4 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Leo’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Richard Lynn FoxOwner, Principal, Director, Vice-President, Alexander Investment Services Co.
- Thomas Craig WilsonOwner, Municipal Securities Principal, Alexander Investment Services Co.
- John Bradley StillwagonOwner, Alexander Investment Services Co.
- Michael Andrew HanleinOwner, Principal, Director, Financial Principal, Municipal Securities Principal, Alexander Investment Services Co.
- Drew Stephenson AdamsOwner, Principal, Director, Alexander Investment Services Co.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Leo’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.