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Senior Vice President, Compliance · Mariner

Maureen K. Kiefer-Goldenberg

CRD 4211522 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Mariner, an SEC-registered wealth manager based in Overland Park, KS with $125.4 billion in regulatory assets, lists Maureen K. Kiefer-Goldenberg on its Form ADV as Senior Vice President, Compliance. The SEC filings also name Maureen at 2 other registered advisers.

Firms and roles

  • MarinerSenior Vice President, ComplianceWealth manager · Overland Park, KS · $125B in regulatory assets
  • MarinerChief Compliance OfficerWealth manager · Overland Park,, KS · $2.8B in regulatory assets
  • Mariner WealthSenior Vice President, ComplianceAsset manager · Overland Park, KS · $0M in regulatory assets

AtlasMembers

Maureen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with Maureen on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Maureen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.