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Chief Risk Officer and CCO · Mariner

Anne J. Dorian

CRD 5736231 · Named on Form ADV at 5 SEC-registered advisers

At a glance

Mariner, an SEC-registered wealth manager based in Overland Park, KS with $125.4 billion in regulatory assets, lists Anne J. Dorian on its Form ADV as Chief Risk Officer and CCO. The SEC filings also name Anne at 4 other registered advisers.

Firms and roles

  • MarinerChief Risk Officer and CCOWealth manager · Overland Park, KS · $125B in regulatory assets
  • Mariner IndependentChief Risk OfficerWealth manager · Overland Park, KS · $7.3B in regulatory assets
  • Mariner Institutional, LLCChief Risk OfficerAsset manager · Winter Park, FL · $2.8B in regulatory assets
  • MarinerChief Risk OfficerWealth manager · Overland Park,, KS · $2.8B in regulatory assets
  • Mariner WealthGeneral Counsel, Chief Compliance OfficerAsset manager · Overland Park, KS · $0M in regulatory assets

AtlasMembers

Anne’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
5 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (11)

6 more people named with Anne on the same filings, with titles and firms. Free in Atlas with a free account.

See all 11 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Anne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.