Advisor, Director of Client Experience · Great Waters Financial
Matthew J. Schwartz
CRD 5904956 · Named on Form ADV at one SEC-registered adviser
At a glance
Great Waters Financial, an SEC-registered wealth manager based in Shoreview, MN with $1.2 billion in regulatory assets, lists Matthew J. Schwartz on its Form ADV as Advisor, Director of Client Experience, a control person.
Firms and roles
- Great Waters FinancialAdvisor, Director of Client ExperienceWealth manager · Shoreview, MN · $1.2B in regulatory assets
AtlasMembers
Matthew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Michael J. PalumboChief Executive Officer, Great Waters Financial
- Justin R. HalversonChief Compliance Officer, Great Waters Financial
- Elijah R. KovarPartner, Great Waters Financial
- Nicholas C. FoulksDirector of Communications Strategy, Great Waters Financial
- Maya R. ArseneauChief of Staff, Great Waters Financial
1 more person named with Matthew on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Matthew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.