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Director of Communications Strategy · Great Waters Financial

Nicholas C. Foulks

CRD 6390644 · Named on Form ADV at one SEC-registered adviser

At a glance

Great Waters Financial, an SEC-registered wealth manager based in Shoreview, MN with $1.2 billion in regulatory assets, lists Nicholas C. Foulks on its Form ADV as Director of Communications Strategy, a control person.

Firms and roles

  • Great Waters FinancialDirector of Communications StrategyWealth manager · Shoreview, MN · $1.2B in regulatory assets

AtlasMembers

Nicholas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

1 more person named with Nicholas on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.