Executive Representative · Itau BBA USA Securities, Inc.
Matthew Gardner Dukes
CRD 4830845 · Named on Form ADV at one SEC-registered adviser
At a glance
Itau BBA USA Securities, Inc., an SEC-registered broker-dealer firm based in New York, NY with $0 in regulatory assets, lists Matthew Gardner Dukes on its Form ADV as Executive Representative, a control person.
Firms and roles
- Itau BBA USA Securities, Inc.Executive RepresentativeBroker-dealer firm · New York, NY · $0M in regulatory assets
AtlasMembers
Matthew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Felipe Weil WilbergDirector, Itau BBA USA Securities, Inc.
- Kenneth Ray GoodallChief Compliance Officer, Itau BBA USA Securities, Inc.
- Leonard Bruno LinnetDirector, Itau BBA USA Securities, Inc.
- Michael Gerard GlynnFinop, Itau BBA USA Securities, Inc.
- Julia Chen McClananDirector, Itau BBA USA Securities, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Matthew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.