Chief Operations Officer and Vice President of Operations · H. C. Denison Co.
Marlo Jean Testwuide
CRD 6403174 · Named on Form ADV at one SEC-registered adviser
At a glance
H. C. Denison Co., an SEC-registered broker-dealer firm based in Sheboygan, WI with $310 million in regulatory assets, lists Marlo Jean Testwuide on its Form ADV as Chief Operations Officer and Vice President of Operations, a control person.
Firms and roles
- H. C. Denison Co.Chief Operations Officer and Vice President of OperationsBroker-dealer firm · Sheboygan, WI · $310M in regulatory assets
AtlasMembers
Marlo’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2022 (4 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Marlo’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Robert Joseph KuehlVice-President, H. C. Denison Co.
- James Anthony TestwuideCEO, Pres, & Treasurer, CCO, & Shareholder, H. C. Denison Co.
- Konrad Cullen TestwuideChairman, H. C. Denison Co.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Marlo’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.