CEO, Pres, & Treasurer, CCO, & Shareholder · H. C. Denison Co.
James Anthony Testwuide
CRD 1248919 · Named on Form ADV at one SEC-registered adviser
At a glance
H. C. Denison Co., an SEC-registered broker-dealer firm based in Sheboygan, WI with $310 million in regulatory assets, lists James Anthony Testwuide on its Form ADV as CEO, Pres, & Treasurer, CCO, & Shareholder, a control person.
Firms and roles
- H. C. Denison Co.CEO, Pres, & Treasurer, CCO, & ShareholderBroker-dealer firm · Sheboygan, WI · $310M in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Robert Joseph KuehlVice-President, H. C. Denison Co.
- Konrad Cullen TestwuideChairman, H. C. Denison Co.
- Marlo Jean TestwuideChief Operations Officer and Vice President of Operations, H. C. Denison Co.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.