Chief Executive Officer · Alpine Saxon Woods
Mark T. Spellman
CRD 1934629 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Alpine Saxon Woods, an SEC-registered asset manager based in Purchase, NY with $670 million in regulatory assets, lists Mark T. Spellman on its Form ADV as Chief Executive Officer, a control person. The SEC filings also name Mark at 1 other registered adviser.
Firms and roles
- Alpine Saxon WoodsChief Executive OfficerAsset manager · Purchase, NY · $670M in regulatory assets
- Alpine Woods Capital Investors, LLCChief Executive OfficerPrivate fund adviser · Purchase, NY · $181M in regulatory assets
AtlasMembers
Mark’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Arleen M. BaezChief Operations Officer, Alpine Saxon Woods
- Sarah M. HuntChief Market Strategist, Alpine Saxon Woods
- Brian S. HennesseyChief Investment Officer, Alpine Saxon Woods
- Brian D. RoblingChief Compliance Officer, Alpine Saxon Woods
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.