Chief Operations Officer · Alpine Saxon Woods
Arleen M. Baez
CRD 2108505 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Alpine Saxon Woods, an SEC-registered asset manager based in Purchase, NY with $670 million in regulatory assets, lists Arleen M. Baez on its Form ADV as Chief Operations Officer, a control person. The SEC filings also name Arleen at 1 other registered adviser.
Firms and roles
- Alpine Saxon WoodsChief Operations OfficerAsset manager · Purchase, NY · $670M in regulatory assets
- Alpine Woods Capital Investors, LLCChief Operating OfficerPrivate fund adviser · Purchase, NY · $181M in regulatory assets
AtlasMembers
Arleen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Mark T. SpellmanChief Executive Officer, Alpine Saxon Woods
- Sarah M. HuntChief Market Strategist, Alpine Saxon Woods
- Brian S. HennesseyChief Investment Officer, Alpine Saxon Woods
- Brian D. RoblingChief Compliance Officer, Alpine Saxon Woods
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Arleen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.