Principal · XML Financial Group
Mark D. Samson
CRD 1852092 · Named on Form ADV at one SEC-registered adviser
At a glance
XML Financial Group, an SEC-registered wealth manager based in Bethesda, MD with $3.3 billion in regulatory assets, lists Mark D. Samson on its Form ADV as Principal, a control person.
Firms and roles
- XML Financial GroupPrincipalWealth manager · Bethesda, MD · $3.3B in regulatory assets
AtlasMembers
Mark’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Brett S. BernsteinChief Executive Officer, XML Financial Group
- Robert D. KantorChief Investment Officer, XML Financial Group
- Curtis J. CongdonPresident, XML Financial Group
- Jennifer L. SzaroChief Compliance Officer, XML Financial Group
- Todd KullenChief Operating Officer, XML Financial Group
2 more people named with Mark on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.