Chief Executive Officer · XML Financial Group
Brett S. Bernstein
CRD 3103034 · Named on Form ADV at one SEC-registered adviser
At a glance
XML Financial Group, an SEC-registered wealth manager based in Bethesda, MD with $3.3 billion in regulatory assets, lists Brett S. Bernstein on its Form ADV as Chief Executive Officer, a control person.
Firms and roles
- XML Financial GroupChief Executive OfficerWealth manager · Bethesda, MD · $3.3B in regulatory assets
AtlasMembers
Brett’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Robert D. KantorChief Investment Officer, XML Financial Group
- Curtis J. CongdonPresident, XML Financial Group
- Jennifer L. SzaroChief Compliance Officer, XML Financial Group
- Mark D. SamsonPrincipal, XML Financial Group
- Todd KullenChief Operating Officer, XML Financial Group
2 more people named with Brett on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brett’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.