Head of Private Banking & Wealth Management, Director · Flagstar Securities, Inc.
Mark Andrew Pittsey
CRD 2226562 · Named on Form ADV at one SEC-registered adviser
At a glance
Flagstar Securities, Inc., an SEC-registered broker-dealer firm based in New York, NY with $784 million in regulatory assets, lists Mark Andrew Pittsey on its Form ADV as Head of Private Banking & Wealth Management, Director, a control person.
Firms and roles
- Flagstar Securities, Inc.Head of Private Banking & Wealth Management, DirectorBroker-dealer firm · New York, NY · $784M in regulatory assets
AtlasMembers
Mark’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2001 (25 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Mark’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Philip Vincent PerryCEO, OSJ Principal, Municipal Securities Principal, Senior Registered Options Principal, Flagstar Securities, Inc.
- Brian Joseph McGlynnCompliance Registered Options Principal and Compliance Officer, Flagstar Securities, Inc.
- Douglas P GeraghtyChief Compliance Officer, Director, Flagstar Securities, Inc.
- Seth William SternSenior Deputy General Counsel, Director, Flagstar Securities, Inc.
- Adam Brian FeitHead of Specialized Industries and Capital Markets, Director, Flagstar Securities, Inc.
2 more people named with Mark on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.