Chief Risk Officer · Russell Investments
Mark David Paltrowitz
CRD 2787627 · Named on Form ADV at 5 SEC-registered advisers
At a glance
Russell Investments, an SEC-registered broker-dealer firm based in Seattle, WA with $81.1 billion in regulatory assets, lists Mark David Paltrowitz on its Form ADV as Chief Risk Officer, a control person. The SEC filings also name Mark at 4 other registered advisers.
Firms and roles
- Russell InvestmentsChief Risk OfficerBroker-dealer firm · Seattle, WA · $81B in regulatory assets
- Russell InvestmentsChief Risk OfficerAsset manager · Seattle, WA · $69B in regulatory assets
- Russell InvestmentsChief Risk OfficerPrivate fund adviser · Seattle, WA · $35B in regulatory assets
- Russell InvestmentsChief Risk OfficerAsset manager · Seattle, WA · $0M in regulatory assets
- Russell InvestmentsChief Risk OfficerAsset manager · Seattle, WA · $0M in regulatory assets
AtlasMembers
Mark’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 5 firmsLocked
- Control-person status
- 5 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Katherine Anne El-HillowDirector; President; Chief Investment Officer, Russell Investments
- Howard Brian SurloffChief Legal Officer, Russell Investments
- David Andrew SiegelFinancial and Operations Principal, Russell Investments
- Cheryl Beth WichersBroker-Dealer Chief Compliance Officer, Russell Investments
- Aaron Alexander OstrovskyDirector, Russell Investments
6 more people named with Mark on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.