Broker-Dealer Chief Compliance Officer · Russell Investments
Cheryl Beth Wichers
CRD 3232164 · Named on Form ADV at one SEC-registered adviser
At a glance
Russell Investments, an SEC-registered broker-dealer firm based in Seattle, WA with $81.1 billion in regulatory assets, lists Cheryl Beth Wichers on its Form ADV as Broker-Dealer Chief Compliance Officer, a control person.
Firms and roles
- Russell InvestmentsBroker-Dealer Chief Compliance OfficerBroker-dealer firm · Seattle, WA · $81B in regulatory assets
AtlasMembers
Cheryl’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Katherine Anne El-HillowDirector; President; Chief Investment Officer, Russell Investments
- Howard Brian SurloffChief Legal Officer, Russell Investments
- David Andrew SiegelFinancial and Operations Principal, Russell Investments
- Aaron Alexander OstrovskyDirector, Russell Investments
- Amy Elizabeth CurranUS Adviser Chief Compliance Officer, Russell Investments
2 more people named with Cheryl on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Cheryl’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.