CFO · CWM, LLC
Mark D. Applegarth
CRD 5243868 · Named on Form ADV at 3 SEC-registered advisers
At a glance
CWM, LLC, an SEC-registered wealth manager based in Omaha, NE with $50.6 billion in regulatory assets, lists Mark D. Applegarth on its Form ADV as CFO, a control person. The SEC filings also name Mark at 2 other registered advisers.
Firms and roles
- CWM, LLCCFOWealth manager · Omaha, NE · $51B in regulatory assets
- Northwest Capital Management Inc.DirectorAsset manager · Lake Oswego, OR · $8.5B in regulatory assets
- Carson Group InvestingChief Financial OfficerAsset manager · Omaha, NE · $2.0B in regulatory assets
AtlasMembers
Mark’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Omani R. CarsonFounder and Chairman, CWM, LLC
- George B. WhiteCEO, CWM, LLC
- John T. BoyleSVP, RIA Operations, CWM, LLC
- Lantz G. HuntSVP, Chief Integrations Officer, CWM, LLC
- Kristin StreffChief Compliance Officer, CWM, LLC
2 more people named with Mark on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.