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Chief Compliance Officer · CWM, LLC

Kristin Streff

CRD 8253891 · Named on Form ADV at 3 SEC-registered advisers

At a glance

CWM, LLC, an SEC-registered wealth manager based in Omaha, NE with $50.6 billion in regulatory assets, lists Kristin Streff on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Kristin at 2 other registered advisers.

Firms and roles

AtlasMembers

Kristin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with Kristin on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kristin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.