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Chief Market Strategist · Stratos Investment Management, LLC

Malcolm E. Polley

CRD 1875697 · Named on Form ADV at one SEC-registered adviser

At a glance

Stratos Investment Management, LLC, an SEC-registered asset manager based in Beachwood, OH with $3.3 billion in regulatory assets, lists Malcolm E. Polley on its Form ADV as Chief Market Strategist.

Firms and roles

AtlasMembers

Malcolm’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (12)

  • Jeffrey A. ConcepcionChief Executive Officer, Manager, Stratos Investment Management, LLC
  • Nancy E. AndrefskyChief Financial Officer; Non-Member, Stratos Investment Management, LLC
  • Eric A. BeahnDirector of Advisory Compensation, Non-Member, Stratos Investment Management, LLC
  • John L. NicholChief Investment Officer, Non-Member, Stratos Investment Management, LLC
  • Kathryn H. LouttitChief Risk Officer, Non-Member, Stratos Investment Management, LLC

7 more people named with Malcolm on the same filings, with titles and firms. Free in Atlas with a free account.

See all 12 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Malcolm’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.