Chief Investment Officer, Non-Member · Stratos Investment Management, LLC
John L. Nichol
CRD 6266843 · Named on Form ADV at one SEC-registered adviser
At a glance
Stratos Investment Management, LLC, an SEC-registered asset manager based in Beachwood, OH with $3.3 billion in regulatory assets, lists John L. Nichol on its Form ADV as Chief Investment Officer, Non-Member, a control person.
Firms and roles
- Stratos Investment Management, LLCChief Investment Officer, Non-MemberAsset manager · Beachwood, OH · $3.3B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (12)
- Jeffrey A. ConcepcionChief Executive Officer, Manager, Stratos Investment Management, LLC
- Nancy E. AndrefskyChief Financial Officer; Non-Member, Stratos Investment Management, LLC
- Eric A. BeahnDirector of Advisory Compensation, Non-Member, Stratos Investment Management, LLC
- Kathryn H. LouttitChief Risk Officer, Non-Member, Stratos Investment Management, LLC
- Jon M. PawlowskiChief Compliance Officer, Non-Member, Stratos Investment Management, LLC
7 more people named with John on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.