Adviser and broker representative · Wells Fargo Advisors Financial Network, LLC
Lori A. Helland
CRD 3235211 · Chicago, IL
At a glance
Lori A. Helland is an investment adviser representative with Wells Fargo Advisors Financial Network, LLC in Chicago, IL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Lori’s SEC record dates to 1999, about 26 years ago. Lori is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Wells Fargo Advisors Financial Network, LLCSince June 2026Chicago, IL · $252B in regulatory assets
SEC adviser record
- Registered since
- 1999 (26 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Lori’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.