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Executive Officer · Secure Planning

Lisa Anne Dugan

CRD 2979629 · Named on Form ADV at one SEC-registered adviser

At a glance

Secure Planning, an SEC-registered broker-dealer firm based in Portsmouth, NH with $187 million in regulatory assets, lists Lisa Anne Dugan on its Form ADV as Executive Officer.

Firms and roles

  • Secure PlanningExecutive OfficerBroker-dealer firm · Portsmouth, NH · $187M in regulatory assets

AtlasMembers

Lisa’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.