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Chief Compliance Officer · Secure Planning

Julianne Mary Smith

CRD 4751604 · Named on Form ADV at one SEC-registered adviser

At a glance

Secure Planning, an SEC-registered broker-dealer firm based in Portsmouth, NH with $187 million in regulatory assets, lists Julianne Mary Smith on its Form ADV as Chief Compliance Officer.

Firms and roles

  • Secure PlanningChief Compliance OfficerBroker-dealer firm · Portsmouth, NH · $187M in regulatory assets

AtlasMembers

Julianne’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Julianne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.