Chief Compliance Officer and Associate General Counsel · Cifc Asset Management LLC
Lily Y. Wicker
CRD 5158429 · Named on Form ADV at 4 SEC-registered advisers
At a glance
Cifc Asset Management LLC, an SEC-registered private fund adviser based in Miami, FL with $44.6 billion in regulatory assets, lists Lily Y. Wicker on its Form ADV as Chief Compliance Officer and Associate General Counsel, a control person. The SEC filings also name Lily at 3 other registered advisers.
Firms and roles
- Cifc Asset Management LLCChief Compliance Officer and Associate General CounselPrivate fund adviser · Miami, FL · $45B in regulatory assets
- LBC Credit PartnersChief Compliance Officer and Associate General CounselPrivate fund adviser · Radnor, PA · $3.2B in regulatory assets
- Cifc Investment Management LLCChief Compliance Officer and Associate General CounselAsset manager · Miami, FL · $1.0B in regulatory assets
- Cifc Private Credit Management LLCChief Compliance Officer and Associate General CounselPrivate fund adviser · Miami, FL · $290M in regulatory assets
AtlasMembers
Lily’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 4 firmsLocked
- Control-person status
- 4 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Stephen J. VaccaroChief Executive Officer and Chief Investment Officer, Cifc Asset Management LLC
- John S. DiroccoChief Operating Officer, Cifc Asset Management LLC
- Asha K. RichardsGeneral Counsel, Cifc Asset Management LLC
- Anna SembosChief Financial Officer and Deputy Chief Operating Officer, Cifc Asset Management LLC
- Nathaniel R. CohenManaging Partner, LBC Credit Partners
2 more people named with Lily on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lily’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.