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General Counsel · Cifc Asset Management LLC

Asha K. Richards

CRD 5718535 · Named on Form ADV at 4 SEC-registered advisers

At a glance

Cifc Asset Management LLC, an SEC-registered private fund adviser based in Miami, FL with $44.6 billion in regulatory assets, lists Asha K. Richards on its Form ADV as General Counsel, a control person. The SEC filings also name Asha at 3 other registered advisers.

Firms and roles

AtlasMembers

Asha’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
4 firmsLocked
Control-person status
4 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

  • Stephen J. VaccaroChief Executive Officer and Chief Investment Officer, Cifc Asset Management LLC
  • John S. DiroccoChief Operating Officer, Cifc Asset Management LLC
  • Lily Y. WickerChief Compliance Officer and Associate General Counsel, Cifc Asset Management LLC
  • Anna SembosChief Financial Officer and Deputy Chief Operating Officer, Cifc Asset Management LLC
  • Nathaniel R. CohenManaging Partner, LBC Credit Partners

2 more people named with Asha on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Asha’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.