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Executive Director & Chief Investment Officer · Spectrum Asset Management, Inc.

Lewis P. Jacoby

CRD 1238147 · Named on Form ADV at one SEC-registered adviser

At a glance

Spectrum Asset Management, Inc., an SEC-registered asset manager based in Stamford, CT with $18.3 billion in regulatory assets, lists Lewis P. Jacoby on its Form ADV as Executive Director & Chief Investment Officer, a control person.

Firms and roles

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Lewis’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Joseph A. HanczorManaging Director & Chief Compliance Officer, Spectrum Asset Management, Inc.
  • Mark A. LiebPresident & Chief Executive Officer, Spectrum Asset Management, Inc.
  • Jean M. OrlandoFinancial Operations Principal & Chief Financial Officer, Spectrum Asset Management, Inc.
  • Matthew R. ByerExecutive Director & Chief Operating Officer, Spectrum Asset Management, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lewis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.