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Managing Director & Chief Compliance Officer · Spectrum Asset Management, Inc.

Joseph A. Hanczor

CRD 5200684 · Named on Form ADV at one SEC-registered adviser

At a glance

Spectrum Asset Management, Inc., an SEC-registered asset manager based in Stamford, CT with $18.3 billion in regulatory assets, lists Joseph A. Hanczor on its Form ADV as Managing Director & Chief Compliance Officer.

Firms and roles

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Joseph’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Mark A. LiebPresident & Chief Executive Officer, Spectrum Asset Management, Inc.
  • Lewis P. JacobyExecutive Director & Chief Investment Officer, Spectrum Asset Management, Inc.
  • Jean M. OrlandoFinancial Operations Principal & Chief Financial Officer, Spectrum Asset Management, Inc.
  • Matthew R. ByerExecutive Director & Chief Operating Officer, Spectrum Asset Management, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.