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Chief Compliance Officer · Platform Partners LLC

Laura E. Thompson

CRD 7719828 · Named on Form ADV at one SEC-registered adviser

At a glance

Platform Partners LLC, an SEC-registered private fund adviser based in Houston, TX with $825 million in regulatory assets, lists Laura E. Thompson on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Platform Partners LLCChief Compliance OfficerPrivate fund adviser · Houston, TX · $825M in regulatory assets

AtlasMembers

Laura’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Laura’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.