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Platform Director · ALM First Financial Advisors LLC

Frederick W. Brazelton

CRD 5513251 · Named on Form ADV at 2 SEC-registered advisers

At a glance

ALM First Financial Advisors LLC, an SEC-registered asset manager based in Dallas, TX with $76.2 billion in regulatory assets, lists Frederick W. Brazelton on its Form ADV as Platform Director, a control person. The SEC filings also name Frederick at 1 other registered adviser.

Firms and roles

AtlasMembers

Frederick’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (10)

5 more people named with Frederick on the same filings, with titles and firms. Free in Atlas with a free account.

See all 10 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Frederick’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.