Director · ALM First Financial Advisors LLC
John A. Graf
CRD 1010354 · Named on Form ADV at one SEC-registered adviser
At a glance
ALM First Financial Advisors LLC, an SEC-registered asset manager based in Dallas, TX with $76.2 billion in regulatory assets, lists John A. Graf on its Form ADV as Director, a control person.
Firms and roles
- ALM First Financial Advisors LLCDirectorAsset manager · Dallas, TX · $76B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Emily M. HollisManaging Partner, CEO, ALM First Financial Advisors LLC
- Michael E. EnsweilerPrincipal, ALM First Financial Advisors LLC
- Jason W. HaleyChief Investment Officer and President, ALM First Financial Advisors LLC
- Vikas M. KalraPlatform Director, ALM First Financial Advisors LLC
- Justin C. DauschChief Compliance Officer, ALM First Financial Advisors LLC
1 more person named with John on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.